Tag Archives: SEC Rules Regulations Press Release

SEC Implements New Background Check Search Tool on Investor.gov for Investors to Check Backgrounds of Investment Professionals

SEC Unveils Public Service Announcement to Promote Background Checks on Investor.gov FOR IMMEDIATE RELEASE 2018-66 Washington D.C., April 16, 2018 — The Securities and Exchange Commission today unveiled a public service announcement (PSA) to encourage investors to check the background of their investment professional by using the free search tool on Investor.gov before investing. Investor.gov, the SEC’s website dedicated to …

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